Vanguard

Senior Compliance Specialist – Central Compliance

Vanguard

full-time

Posted on:

Location Type: Hybrid

Location: DublinIreland

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About the role

  • Act as a trusted advisor to Compliance colleagues and business stakeholders, providing guidance on policy governance expectations and compliance risk methodology
  • Coordinate governance cycles, annual assessments, stakeholder engagement, and reporting across frameworks
  • Monitor performance, identifying gaps, and produce clear, high quality reporting for senior management
  • Lead the operation of the European Policy Framework, coordinating drafting cycles, annual reviews, stakeholder engagement, change control processes, and Senior Manager approvals
  • Provide expert guidance to Compliance colleagues and business stakeholders
  • Monitor the effectiveness of the Policy Framework by tracking overdue items, identifying gaps or inconsistencies
  • Own and coordinate core activities under the Compliance Risk Management Policy across Europe
  • Work collaboratively with the US Methodology Team
  • Represent Compliance at internal meetings, presenting updates, risks, and insights clearly and confidently to senior audiences
  • Partner with Compliance Advisory and first-line teams to embed compliance frameworks and strengthen risk-management practices across the business
  • Contribute to wider Central Compliance activities

Requirements

  • Previous significant experience in compliance, risk, or a related governance function, ideally within financial services
  • Experience working with first‑line and second-line teams to embed compliance frameworks and strengthen risk‑management practices
  • Understanding of policy governance, regulatory frameworks, or enterprise risk practices — or the ability to rapidly develop this expertise
  • Excellent written and verbal communication skills, with the ability to translate complex regulatory themes into clear, actionable guidance for stakeholders
  • Strong organisational and analytical skills, capable of managing multiple governance cycles while maintaining high‑quality documentation and accurate record‑keeping
  • Confidence in engaging with crew at all levels to support collaborative working
  • A proactive, improvement‑focused mindset, with enthusiasm for using technology to streamline processes, enhance reporting, and increase operational efficiency
  • High levels of integrity, sound judgement, and the ability to handle sensitive information with discretion
  • A collaborative working style, comfortable partnering across Compliance, OGC, business teams, and global colleagues
Benefits
  • Health insurance
  • 401(k) matching
  • Flexible work hours
  • Paid time off
  • Remote work options
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
compliancerisk managementpolicy governanceregulatory frameworksenterprise risk practicesgovernance cyclesstakeholder engagementreportingdocumentationrecord-keeping
Soft Skills
communication skillsorganizational skillsanalytical skillscollaborative workingproactive mindsetimprovement-focusedintegritysound judgementdiscretionconfidence