Senior Consultant – Operational Risk Management
Guidehouse
Senior Counsel, Global Securities Finance, Broker Trading
Vanguard
full-time
Posted on:
Location Type: Hybrid
Location: Malvern • Arizona, North Carolina, Pennsylvania • 🇺🇸 United States
Visit company websiteJob Level
Senior
About the role
- Draft & negotiate various legal documents for securities lending, repurchase agreements, as well as broker/dealer trading and platform agreements
- Advise internal clients and business units on global legal issues impacting securities finance as well as educate and inform for enhanced governance and better compliance with policies, regulations, and laws
- Support new services, new markets, product developments and strategic initiatives
- Counsel and educate investment management financial risk teams and business units
- Maintain a high level of expertise in applicable areas of the law, Vanguard's business, the mutual fund industry, and the securities finance industry
Requirements
- Minimum of 2-4 years law firm experience or in-house corporate experience in bank, broker/dealer, investment firm
- Law degree (JD) required
- Knowledge and experience in derivatives, securities lending, repurchase transactions, and/or custody including ISDAs, CSAs, MSFTAs, Futures and Option Agreements, Prime Brokerage Agreements, MRAs, GMRAs, MSLAs, GMSLAs, Agent Lending Agreements, and/or ACAs
- Track record for highly successful contract and dispute negotiations
- Demonstrate ability to develop positive relationships and work confidently and cooperatively with legal colleagues, business unit managers/employees, and external entities such as outside counsel, clients, vendors, and other business partners
- Maintains high level of expertise in regulatory law, Vanguard’s business and products, and the investment industry
- Stays abreast of industry and regulatory developments affecting Vanguard
Benefits
- Hybrid working model
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
securities lendingrepurchase agreementsbroker/dealer tradingderivativesISDAsCSAsMSFTAsFutures and Option AgreementsPrime Brokerage Agreementscontract negotiation
Soft skills
relationship developmentcollaborationcommunicationadvisingeducatingcounselingnegotiationgovernancecomplianceteamwork
Certifications
law degree (JD)
