Validus Risk Management

Accountant

• Maintain accurate financial records and ledgers
• Process invoices, receipts, and payments
• Manage credit cards
• Reconcile bank statements and company accounts
• Support month-end and year-end close processes
• Prepare VAT returns
• Monitor accounts payable and receivable
• Assist in payroll processing
• Management of asset registers
• Support and assist with year-end financial audit queries
• Assist in compiling regulatory returns
• Adhere to Financial Conduct Authority Rules and Regulations
• Adhere to all internal policies and procedures

Assistant Management Accountant

Human Resources

• Acting as the main HR point of contact for NYC and Toronto
• Owning US HR compliance
• Managing the full employee lifecycle, from offer to off boarding
• Coordinating US payroll and benefits, including open enrollment
• Handling employee relations matters
• Supporting and coaching managers
• Partnering with Talent Acquisition on hiring as we grow
• Keeping a close eye on trends and risks before they become problems
• Taking real ownership of the Midtown office

HR Lead

Compliance

• **About the Role**Validus Risk Management is seeking an experienced Regulatory Reporting Lead to oversee and enhance our regulatory reporting function. As a specialised provider, we deliver comprehensive regulatory reporting services to institutional clients, including those who trade through our platform and those who engage us solely for our reporting expertise.
• This is a client-facing leadership role that combines deep regulatory technical knowledge with operational excellence. You'll be responsible for ensuring the quality and accuracy of our regulatory reporting services while acting as the technical authority for client queries and supporting our product development roadmap.
• **Key Responsibilities****Service Delivery & Quality Management**
• - Oversee end-to-end quality assurance of the regulatory reporting function, ensuring accuracy, timeliness, and compliance across all client submissions
• - Work closely with the Head of Trading Operations to support BAU delivery where required, ensuring seamless operational integration
• - Develop and maintain quality control frameworks and reporting standards
• - Drive continuous improvement initiatives to enhance service delivery and operational efficiency
• **Client Relationship Management**
• - Act as the primary technical point of contact for clients on regulatory reporting matters
• - Respond to complex technical queries regarding EMIR, MIFID, ASIC, and MAS reporting requirements
• - Proactively communicate regulatory changes and their impact on client reporting obligations
• - Build and maintain strong relationships with key stakeholders across the client base
• **Product Development & Technology Collaboration**
• - Partner with technology and product teams to support the development and enhancement of regulatory reporting capabilities
• - Translate business requirements into technical specifications for new functionality
• - Ensure new releases align with business-approved requirements and regulatory standards
• - Participate in UAT and provide regulatory expertise during the product development lifecycle
• **Project Management & Strategic Initiatives**
• - Lead and coordinate multiple regulatory reporting workstreams simultaneously
• - Manage implementation of new regulatory requirements and client onboarding projects
• - Monitor project timelines, dependencies, and deliverables to ensure successful outcomes
• - Contribute to the strategic development of the regulatory reporting service offering

Regulatory Reporting Lead

Financial Planning and Analysis

• Your primary task will be to work in a team to support the origination and execution of fund finance advisory mandates;

Senior Associate – Fund Finance Advisory

• Interface with clients and counterparties to lead the execution of complex fund finance transactions as the senior point of contact within the Fund Finance Advisory team;
• Drive business growth by identifying new opportunities, contributing to new business proposals and expanding Validus' service offerings within the fund finance space and more generally the debt advisory and debt management arenas;
• When transacting on behalf of clients, you will start from devising and assessing options to address the clients' needs and opportunities, then interface with the market to implement the preferred option(s);
• You will be responsible for the "going to market" preparation, provide structuring advice, negotiation support and lead the project management of transactions;
• Develop and maintain deep relationships both with the sponsors and the fund finance community, positioning Validus as a trusted and respected advisor by every participant in the market;
• Mentor and manage junior team members, fostering a culture of collaboration, creativity, and excellence;
• Contribute to the ongoing development of best practices in fund finance as well as continuous improvement in internal operational processes; and
• Stay ahead of industry trends and regulatory changes, ensuring that Validus remains at the forefront of fund finance advisory services.

Principal – Fund Finance Advisory

Events

• Leading deal contingent and other event driven IR/FX projects as they arise within North America
• Contributing ideas for innovation and technology development/adoption to improve event driven service delivery and create new products and solutions for our clients
• Remaining abreast of market developments and actively contribute to our efforts around idea generation and value-add for existing clients
• Ensuring marketing decks are maintained and updated to be used in prospecting
• Leading and delivering high quality internal business reporting
• Striving for continuous improvement and consistency in service delivery (internal and external)
• Attending client, industry & networking events, leveraging the existing Validus relationships and your personal network to drive business development efforts for new and existing clients
• Originating new financial market risk advisory and execution revenue by identifying new opportunities and supporting the pitching processes for prospective and existing clients
• The role may require some travel.

Senior Associate – Event Driven Hedging Solutions

Operations

• Own and oversee end-to-end trade lifecycle activities across FX, derivatives, commodities and futures, including trade capture, confirmation and affirmation
• Settlement, payments and cash movements
• Reconciliations and investigation of breaks
• Regulatory and internal reporting
• Support trading infrastructure onboarding, including engagement with investment banks, brokers and other counterparties.
• Act as a primary operational contact for external counterparties, vendors and internal stakeholders.
• Support fund finance and treasury-related operations.
• Collect and review client financial statements and conduct ATE testing.
• Manage LEI onboarding and renewals.
• Take ownership of improving, standardising and automating operational processes across the trade lifecycle and related workflows.
• Apply advanced Excel skills as a core tool for operational control, reporting and efficiency, including complex formulas and logic, Power Query and Power Pivot, robust, scalable spreadsheet models and controls.
• Use data to identify inefficiencies, reduce manual processing, and strengthen operational oversight.
• Contribute to the design and build-out of scalable operational infrastructure to support business growth.
• Act as an informal team lead, supporting and coaching junior team members through hands-on training and day-to-day guidance.
• Set high standards for accuracy, ownership and control discipline.
• Serve as a point of escalation for complex operational issues, applying sound judgment and structured problem-solving.
• Partner with senior management on operational initiatives, change delivery and process redesign.
• Ensure strict adherence to internal policies, procedures and control frameworks.
• Maintain awareness of relevant regulatory requirements and industry best practices, assessing operational impact.
• Proactively identify operational risks and contribute to mitigation strategies.

Associate – Capital Markets Operations

General Counsel

• - Support the embedding of awareness across the Company of its regulatory compliance requirements and responsibilities including ensuring all staff members have read, understood, and signed all Compliance documents including policies and procedures.
• - Assist in monitoring the Company’s compliance with regulations in each of the countries in which the Company operates and implementing the Compliance Framework and Compliance Monitoring Plan.
• - Assist with the preparation and filing of submissions to the FCA, NFA, CFTC, OSC, MAS, NFSA and other regulators, including relevant public disclosures.
• - Work closely with the client onboarding team to ensure KYC checks are completed.
• - Liaise with external advisors on legal, regulatory and compliance topics and projects.
• - Conduct investigations in respect of any operational errors.
• - Assist on the completion of all legal related tasks including supplier due diligence and contractual documentation, IP arrangements, terms and conditions, and delegated reporting.
• - Assist on data protection matters.
• - Assist with building strong corporate governance including company secretarial and risk control matters.

Legal and Compliance Counsel

Customer Success Manager

• Ensuring the highest quality service is received by existing clients;
• Coordinating across the Validus coverage team (e.g., Global Capital Markets, Technology, Operations) to deliver on agreed services;
• Tracking and delivering on any ongoing reporting or periodic reviews agreed with clients;
• Responding to and resolving any issues raised by clients;
• Identify opportunities to upsell and cross sell other product lines to prospective clients (e.g., Fund Finance Advisory + Operations, Horizon Tech suite);
• Attending client, industry & networking events, leveraging the existing Validus relationships and your personal network to drive business development efforts for new and existing clients;
• The role may require some travel.

Principal – Client Engagement Manager

• Own and oversee end-to-end trade lifecycle activities across FX, derivatives, commodities and futures, including:
• Trade capture, confirmation and affirmation
• Settlement, payments and cash movements
• Reconciliations and investigation of breaks
• Regulatory and internal reporting
• Support trading infrastructure onboarding, including engagement with investment banks, brokers and other counterparties.
• Act as a primary operational contact for external counterparties, vendors and internal stakeholders.
• Support fund finance and treasury-related operations.
• Collect and review client financial statements and conduct ATE testing.
• Manage LEI onboarding and renewals.
• Take ownership of improving, standardising and automating operational processes across the trade lifecycle and related workflows.
• Apply advanced Excel skills as a core tool for operational control, reporting and efficiency, including:
• Complex formulas and logic
• Power Query and Power Pivot
• Robust, scalable spreadsheet models and controls
• Use data to identify inefficiencies, reduce manual processing, and strengthen operational oversight.
• Contribute to the design and build-out of scalable operational infrastructure to support business growth.
• Act as an informal team lead, supporting and coaching junior team members through hands-on training and day-to-day guidance.
• Set high standards for accuracy, ownership and control discipline.
• Serve as a point of escalation for complex operational issues, applying sound judgment and structured problem-solving.
• Partner with senior management on operational initiatives, change delivery and process redesign.
• Ensure strict adherence to internal policies, procedures and control frameworks.
• Maintain awareness of relevant regulatory requirements and industry best practices, assessing operational impact.
• Proactively identify operational risks and contribute to mitigation strategies.

Onboarding Specialist

• Own and drive the end-to-end onboarding workflow for clients and trading counterparties
• Coordinate across KYC/AML, tax, credit, legal, operations and counterparties, maintaining momentum and accountability
• Manage onboarding timelines, SLAs and readiness milestones, with a focus on accelerating time-to-trade
• Serve as a senior point of coordination and escalation during onboarding
• Act as the primary interface with internal and external KYC/AML teams
• Translate regulatory and documentation requirements into practical trading enablement outcomes
• Identify bottlenecks early and actively manage remediation to avoid trading delays
• Own client static and reference data across all trading, risk and operational systems
• Enforce golden-source data principles, change control and auditability
• Ensure data quality directly supports STP, controls and downstream processing
• Confirm alignment between documentation, credit approvals and system configuration
• Support market access, trading limits and eligibility controls
• Implement and maintain pre-trade controls that prevent operational and regulatory issues before execution
• Ensure clients and products are STP-ready at go-live, not corrected post-trade
• Partner with trading and post-trade teams to improve STP rates and operational resilience

Assistant Management Accountant

HR Lead

Regulatory Reporting Lead

Senior Associate – Fund Finance Advisory

Principal – Fund Finance Advisory

Senior Associate – Event Driven Hedging Solutions

Associate – Capital Markets Operations

Legal and Compliance Counsel

Principal – Client Engagement Manager

Associate – Capital Markets Operations

Associate, Client Onboarding – Trading Enablement