Capital Markets Investment Officer

UMB Bank

Investment Officer providing high-level administrative and customer support in securities management within Asset Management. Involves mentoring, trading securities, and ensuring compliance standards.

Posted 5/15/2026full-timeRemote • Pennsylvania • 🇺🇸 United StatesSeniorLead💰 $20,600 - $208,200 per yearWebsite

About the role

Key responsibilities & impact

Provide administrative support to sales associates and provide customer service to internal and external clients within Asset Management
Work with high production volume and the most sensitive external clients
Buy, sell and trade securities, as well as take and place securities orders as directed
Run self-service analyses, look for and executing on trading opportunities
Provide training and mentoring to lower-level associates
Mentor and train new sales associates
Develop and execute customer-approved investment strategies
Open new securities accounts
Respond to customer service problems/questions from internal and external sources in a professional and timely manner
Complete necessary documentation/research for any account maintenance changes and ensure that the change is completed
Take and place orders, provide market and account information, document preparations, mailing, submission and filing
Prepare and deliver customer analysis, reports and communications
Interact with partners in various areas in operating to ensure accurate set up of new account services, resolve operational problems, process various money movements/transactions, wire transfers, fraud and investigation
Build positive relationships with coworkers and clients conducive to obtaining referrals and new business generation
Responsible for all documentation required to meet compliance standards and Bank regulations
Process all expense reports and mileage reports monthly
Successfully navigate and transact within the appropriate computer system
May work on multiple systems across different lines of business within Asset Management
May support multiple lines of business across IBD
May work on special projects
Other projects as assigned

Requirements

What you’ll need

Bachelor’s degree or equivalent experience in related field
Seven (7) years related experience
NASD 7 & 63 or MSRB 52
Experience with Microsoft Office Suite and applicable PC applications
Four (4) years work experience with Excel

Benefits

Comp & perks

Paid Time Off
401(k) matching program
Annual incentive pay
Paid holidays
Comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage
Health savings, flexible spending, and dependent care accounts
Adoption assistance
Employee assistance program
Fitness reimbursement
Tuition reimbursement
Associate wellbeing program
Associate emergency fund
Various associate banking benefits

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

securities tradinginvestment strategiesaccount maintenancecustomer analysisdocumentation preparationwire transfersfraud investigationdata analysisMicrosoft ExcelMicrosoft Office Suite

Soft Skills

customer servicementoringtrainingproblem-solvingrelationship buildingcommunicationorganizational skillsprofessionalismteam collaborationtime management

Certifications

Bachelor's degreeNASD 7NASD 63MSRB 52