Compliance & Oversight Specialist – Consumer Banking
UMB Bank
full-time
Posted on:
Location Type: Hybrid
Location: Kansas City • Kansas • Montana • United States
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Salary
💰 $51,480 - $99,330 per year
About the role
- Complete and update first line of defense matrices, including documenting oversight activities and processes, identifying owners and documenting gaps
- Identify gaps in oversight, develop, document and oversee remediation
- Perform and document quality assurance testing for critical policies and procedures identified in the matrices
- Produce procedures for all quality assurance tests
- Develop quality assurance procedures to insure systems are working as intended as new products or systems are rolled out
- Work closely with Corporate Compliance, Consumer Operations, the Bank Product Group and Corporate Audit Services
- Cross-train on functions performed by the Consumer Banking- Compliance & Oversight department
- Other duties as assigned
Requirements
- Bachelor’s degree or equivalent in Accounting, Finance or Business Administration or equivalent work experience
- One-year experience in audit, compliance, internal control development or risk management
- Three years of banking experience
- Demonstrates ability to develop and maintain rapport with various departments to effectively obtain and document information
- Demonstrate proficiency in documenting, evaluating, and analyzing processes that identify key risks and controls
- Demonstrates ability to learn and understand banking regulations and the required oversight necessary to ensure regulatory compliance
- Demonstrate strong organization abilities including the ability to prioritize tasks and workload
- Demonstrate ability to work independently and in a group setting
- Demonstrate effective written and oral skills
- Demonstrate proficient problem-solving skills
- Proficiency in Microsoft Office tools
Benefits
- Paid Time Off
- 401(k) matching program
- Annual incentive pay
- Paid holidays
- Comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage
- Health savings, flexible spending, and dependent care accounts
- Adoption assistance
- Employee assistance program
- Fitness reimbursement
- Tuition reimbursement
- Associate wellbeing program
- Associate emergency fund
- Various associate banking benefits
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
quality assurance testingauditcomplianceinternal control developmentrisk managementprocess evaluationregulatory compliancedocumentationgap analysisprocedure development
Soft Skills
rapport buildingorganizationprioritizationindependent workteam collaborationwritten communicationoral communicationproblem-solvinganalytical skillsattention to detail