True Link

Compliance

• Lead and scale critical compliance processes as we grow, to ensure efficiency and accuracy on all account maintenance and documentation.
• Manage end-to-end investment agreement workflows, including new client agreements, re-executions, annual audits, and proper filing of executed contracts.
• Maintain audit-ready records and organize documents, agreements, and disclosures.
• Communicate directly with clients to explain compliance activities and requirements.
• Collaborate with our operations teams to refine advisory fee calculation processes and provide ongoing quality assurance.
• Proactively support audits, regulatory exams, and compliance communications.
• Partner cross-functionally to identify risks, strengthen our systems, and document best practices.

Senior Manager, Client Compliance Operations