Titan Wealth Holdings

Compliance

• The Titan Group provides a broad range of services across the whole wealth value chain – financial planning, investment management, platform, trading, settlement and custody services.
• Titan Wealth is expanding rapidly through strategic acquisitions, combining start-up energy with private equity backing.
• Titan Wealth Planning (TWP) provides advice on wealth management, employee benefits and retirement planning.
• Role: experienced and technically strong Compliance Officer focusing on complaint handling, root cause analysis and advisory oversight across multiple financial planning businesses.
• Responsibilities:
• Act as a key compliance advisory point across TWP, supporting regulated financial advice activities.
• Manage and oversee the complaint handling process, ensuring timely resolution, root cause analysis and appropriate remedial action.
• Support the design, implementation and review of compliance policies and procedures, ensuring alignment with FCA requirements and Titan Wealth Group standards.
• Deliver clear and pragmatic compliance advice to business stakeholders on regulatory matters, including suitability of advice, financial promotions, clients’ disclosures and product governance.
• Participate in compliance monitoring reviews and thematic projects, providing expert input where required.
• Support training and development initiatives to enhance compliance understanding across adviser and operational teams.
• Contribute to regular compliance reporting to the Head of Compliance Advisory and senior management.
• Monitor regulatory developments and address their impact on the firm, communicating implications and recommending actions.