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Senior Legal Counsel – Regulatory
Titan Wealth HoldingsSenior Legal Counsel providing regulatory advisory within the Titan Wealth Legal team. Managing a diverse workload on regulatory developments and client situations.
About the role
Key responsibilities & impact- Advise on and interpret regulations issued by financial regulatory bodies, including the FCA and other relevant regulators, in conjunction with Titan Wealth compliance colleagues and external legal counsel where required (typically ex-UK)
- Act as the primary legal point of contact for all regulatory legal queries and enquiries
- Act as the primary legal point of contact for developments and implementation of regulatory compliance programmes and projects
- Draft, review and negotiate agreements, contracts and other legal documents in line with current regulatory requirements, utilising external legal counsel when required
- Ensure the timely and effective communication of legal risks associated with regulatory developments to the relevant business areas
- Oversee the appointment and management of external legal counsel on regulatory legal matters ensuring that the advice and support provided is in line with budgetary requirements whilst ensuring that the advice and support provided is commercial, risk based and of high quality
- Oversee / monitor more junior members of the team (as appropriate) and be willing to take online management responsibilities
- Assist with enabling product launches, supporting new permissions, managing regulatory risk in integration and improving processes/template
- Working closely with the legal, compliance and vendor team.
Requirements
What you’ll need- Legal qualification: 6 + yrs PQE with broad regulatory legal experience working within a regulated financial services organization and/or law firm
- In-house experience is desirable but not compulsory
- A well rounded, broadly based and highly regarded regulatory legal specialist with first rate academic credentials, demonstrable intellectual abilities and an excellent career track record to date
- An in-depth understanding of the financial services industry and demonstrable wide-ranging regulatory legal expertise
- A business oriented lawyer with the breadth of experience covering a broad range of legal and regulatory issues across the entire Group, individual business areas and central functions
- Ability to think strategically and creatively see legal issues in their wider context and advise accordingly
- Excellent interpersonal and communication skills, strong organisational skills and judgement, excellent analysis, drafting and negotiation skills
- Self-motivated to drive delivery against objectives and an ability to work autonomously and manage own caseload effectively
- Willingness to learn and build good working relationships with internal stakeholders, identifying areas of improvement in relation to contractual documentation, policies, procedures and standards, working closely with Compliance colleagues
- Accustomed to operating in a high-paced environment and with a successful track record of aligning legal priorities and business goals
- An ability to provide commercial, risk based and incisive legal advice, guidance and support with sound legal judgement
- Experience in vendor / platform onboarding (SaaS, custody, data providers), outsourcing and operational resilience, data protection / cross-border structuring.
Benefits
Comp & perks- Competitive salary
- Attractive Employee Pension Scheme (7.5% employer & minimum 3% employee)
- 25 days Annual Leave + public holidays
- Buy and sell holidays up to 5 days
- Office Christmas close (3-days)
- A range of benefits which includes private medical insurance, Group life insurance, and income protection insurance.
- Hybrid working
- Further education and training support
- Discretionary performance related bonus
- Confidential Employee Assistance Programme
- 2 days per year for voluntary work
- And lots of flexible benefits to choose from!
ATS Keywords
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Hard Skills & Tools
Regulatory ComplianceLegal Document DraftingContract NegotiationRisk AssessmentLegal ResearchRegulatory InterpretationData ProtectionCross-Border StructuringOperational ResilienceSaaS Onboarding
Soft Skills
Excellent Communication SkillsStrong Organisational SkillsJudgementInterpersonal SkillsSelf-Motivated
Certifications
Legal Qualification6+ Years PQE