Financial Crime

• Report to the UK Financial Crime Risk Manager and act as a subject matter expert in the UK 2LOD Financial Crime team
• Lead on complex sanctions, PEPs, and risk appetite escalations and reviews, ensuring effective resolution in the second line of defence
• Maintain and enhance UK financial crime policies and the risk appetite statement; challenge 1LOD risk treatment plans and review evidence of mitigation
• Prepare materials for the Financial Crime Risk Working Group (FCRWG) and support the MLRO and Financial Crime Risk Manager with Risk & Compliance Committee (RCC) preparation
• Maintain independent financial crime MI metrics and governance reporting
• Contribute to the annual EWRA review, conduct gap analyses on new regulations, and perform targeted/thematic framework reviews
• Review and challenge 1LOD processes to ensure regulatory compliance and provide constructive feedback on identified deficiencies

Financial Crime Risk Specialist

Financial Crimes Analyst

Financial Crime Compliance Analyst

AML Compliance Executive – Transaction Monitoring