Audit & Risk Management Consultant
RELX
Risk Execution and Change Management Lead
Tidal Financial Group
full-time
Posted on:
Location Type: Remote
Location: Remote • Florida, Illinois, New York, Wisconsin • 🇺🇸 United States
Visit company websiteSalary
💰 $100,000 - $130,000 per year
Job Level
Senior
Tech Stack
PMP
About the role
- Execute and operationalize enterprise and departmental risk mitigation plans aligned to corporate risk assessments and audit/regulatory findings
- Own end-to-end delivery of mitigation strategies related to operational, compliance, third-party, and cyber risk, including timelines, KPIs, and business accountability
- Translate enterprise risk insights into tactical projects, coordinating with teams in trading, fund operations, compliance, and technology to resolve or reduce risk exposure
- Track and document mitigation progress using dashboards and reporting templates developed by the enterprise risk team
- Lead the execution and maintenance of a Governance, Risk, and Compliance (GRC) platform to streamline risk management workflows, improve control documentation, and ensure consistent reporting across business units
- Lead organizational change efforts related to risk controls, remediation programs, and process redesigns using change management framework principles
- Design and execute communication, training, and stakeholder readiness strategies to ensure smooth adoption of new risk management processes and policies
- Facilitate and lead workshops for risk and control self-assessments (RCSA) to document processes to identify Risks and Controls and collaborate with business and control partners to implement new controls addressing key risk areas where controls gaps are identified
- Identify, document, and monitor Issues and Corrective Actions in support of RCSA risk mitigation efforts
- Lead initiatives around loss data management, including collection, categorization, root cause analysis, and integration of loss event data into risk reporting and decision-making
Requirements
- 7–10 years of experience in risk management, change management, business transformation, or internal controls within financial services
- Demonstrated track record of successfully implementing risk mitigation or compliance initiatives across departments
- Experience with GRC platform implementation and risk technology solutions is strongly preferred
- Proven experience in conducting stress testing, scenario analysis, and managing operational loss data
- Strong understanding of operational and regulatory risk topics (e.g., trade execution, fund administration, RCSA, Issues, Losses etc.)
- Experience leading change management efforts; formal training or certification (e.g., Prosci, PMP, Six Sigma) is a plus
- Excellent project management, communication, and stakeholder engagement skills
- Ability to work independently, prioritize effectively, and manage multiple initiatives in a fast-paced environment
Benefits
- Health insurance
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
risk managementchange managementbusiness transformationinternal controlsrisk mitigationcompliance initiativesstress testingscenario analysisoperational loss dataGRC platform implementation
Soft skills
project managementcommunicationstakeholder engagementindependenceprioritizationmulti-taskingorganizational change leadership
Certifications
ProsciPMPSix Sigma
