Compliance

• Assess, challenge, and support testing the design and operational effectiveness of controls using TR’s control framework
• Design and re-design controls aligned to SOC 1 and SOC 2 service criteria
• Set evidence expectations with control owners to meet testing deadlines
• Facilitate testing plans by external audit firms
• Oversee and act as a liaison for both external and internal audits
• Anticipate and identify non-compliance issues
• Recommend and support stakeholders making changes to address non-compliance issues
• Compile reports on audit results and present them to managers & supervisors
• Propose efficiencies and automation to optimize workflow
• Apply working knowledge of evolving technology and new compliance frameworks

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