Chief Compliance Officer
The Symicor Group
full-time
Posted on:
Location Type: Office
Location: Milwaukee • Wisconsin • 🇺🇸 United States
Visit company websiteSalary
💰 $125,000 per year
Job Level
Lead
About the role
- Perform quality control reviews, including analyzing and reporting on all FI regulations across all business lines to identify regulatory compliance weaknesses.
- Ensure that products and operations meet all applicable state, federal, and other regulatory requirements.
- Implement and maintain all compliance policies and procedures for the FI.
- Work with FI personnel to ensure regulatory requirements are met for existing and proposed FI products and services.
- Assist in the development of disclosures and procedures that meet regulatory requirements for new products and services.
- Develop, maintain, and deliver training modules and work with business units to ensure appropriate regulatory training is conducted for all FI personnel.
- Serve as the point person for any customer complaints/inquiries that relate to compliance.
- Coordinate internal audit and regulatory exams, and serve as the liaison between examiners and FI personnel.
- Ensure internal audit exams and prepare FI to pass regulatory exams.
- Act as a resource to FI personnel for compliance issues related to lending, deposits, marketing, and other matters.
- Chair the FI’s compliance committee and maintain records of the meetings.
- Maintain and update knowledge regarding FI regulatory matters.
- Take on other duties as needed.
Requirements
- College Degree or equivalent work experience.
- Four or more years experience in legal/regulatory compliance with FI’s laws and regulations or related experience.
- CRCM and/or CAMS designation is preferred.
- Ability to identify and define problems; research and analyze information and various situations relating to data management issues.
- Ability to recommend alternatives or solutions.
- Demonstrated good verbal and written communication skills.
- Ability to discuss and offer alternatives or solutions to deposit compliance issues with any level of staff.
- General knowledge of accounting principles.
- This position requires the use of a personal computer and other standard office equipment.
- Working knowledge of complex database systems is required.
Benefits
- generous salary of up to $125K
- excellent benefits package
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory compliancedata managementaudit coordinationproblem identificationinformation analysisdisclosure developmenttraining module developmentaccounting principlesdatabase systems
Soft skills
verbal communicationwritten communicationproblem-solvinganalytical thinkinginterpersonal skills
Certifications
CRCMCAMS