Senior Compliance Officer
The Symicor Group
full-time
Posted on:
Location Type: Office
Location: Boca Raton • Florida • 🇺🇸 United States
Visit company websiteSalary
💰 $100,000 per year
Job Level
Senior
About the role
- Perform quality control reviews and analyze/report on bank regulations across business lines to identify compliance weaknesses
- Ensure the Bank’s products and operations meet applicable state, federal, and other regulatory requirements
- Implement and maintain all compliance policies and procedures for the bank
- Work with bank personnel to ensure regulatory requirements are met for existing and proposed bank products and services
- Assist in development of disclosures and procedures for new products and services
- Develop, maintain, and deliver training modules and ensure appropriate regulatory training for all bank personnel
- Serve as the point person for customer complaints/inquiries related to compliance
- Coordinate internal audit and regulatory exams; serve as liaison between examiners and bank personnel
- Ensure preparedness for regulatory exams and assist internal audit
- Act as a resource on compliance issues related to lending, deposits, marketing, and other matters
- Chair the bank’s compliance committee and maintain meeting records
- Maintain and update knowledge regarding bank regulatory matters
- Take on other duties as needed
Requirements
- College Degree or equivalent work experience
- Four or more years experience in legal/regulatory compliance of banking laws and regulations or related experience
- CRCM and/or CAMS designation is required
- Ability to identify and define problems; research and analyze information and various situations relating to data management issues
- Ability to recommend alternatives or solutions
- Demonstrated good verbal and written communication skills
- Ability to discuss and offer alternatives or solutions to deposit compliance issues with any level of staff
- General knowledge of accounting principles
- This position requires the use of a personal computer and other standard office equipment
- Working knowledge of complex database systems required
Benefits
- Excellent benefits package
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
legal complianceregulatory compliancedata managementaccounting principlesquality controlaudit coordinationproblem identificationregulatory trainingdisclosure developmentbanking laws
Soft skills
verbal communicationwritten communicationproblem-solvinganalytical skillsinterpersonal skillsorganizational skillsleadershipcustomer servicecollaborationadaptability
Certifications
CRCMCAMS