Analyst

• Plans, organizes, and completes regulatory monitoring and operational testing in accordance with the Bank’s approved Compliance Management System (CMS), departmental standards, and the schedule established by management.
• Performs testing of regulatory and operational processes; validates the root cause analysis of identified incidents and confirms the effectiveness of client corrective actions and remediation.
• Tracks, logs, and maintains complete workpapers and records of testing results, management responses, and Monitoring & Oversight actions.
• Collaborates with Compliance Advisory and the appropriate line of business to determine sufficient corrective actions to mitigate future risk.
• Prepares detailed summaries of identified findings for the Remediation Project Team and actively participate in client meetings to review and discuss testing outcomes and corrective action, including validation of remediation effectiveness.
• Produces final reports on testing results which are distributed to the Line of Business, Leadership, and Regulatory Agencies, upon request.
• Builds close working relationships with internal and external partners by responding promptly to questions, concerns, and remedial items; actively participates in internal meetings to review testing outcomes, root causes and action plans, if applicable.
• Prioritizes multiple assignments to meet quality expectations and timelines; escalates emerging risks, delays, or constraints proactively.
• Monitors regulatory changes, supervisory guidance, and industry trends; assesses potential operational impacts and recommends updates to policies, procedures, and controls to management.
• Performs other duties as assigned.

Monitoring and Oversight Analyst

Board Certified Behavior Analyst, BCBA

Lead Reimbursement Analyst

Board Certified Behavior Analyst

Board Certified Behavior Analyst

BSA Analyst I