AVP, Enterprise Compliance Risk Assessments
The Bancorp
VP Enterprise Compliance
The Bancorp
full-time
Posted on:
Location Type: Hybrid
Location: Sioux Falls • South Dakota • 🇺🇸 United States
Visit company websiteJob Level
Lead
About the role
- Manages and administers the bank’s compliance risk management program in collaboration with the Compliance Officer.
- Keeps abreast of relevant consumer protection laws, regulations, and supervisory guidance applicable to the assigned business line.
- Informs management, clients and interested parties of new and modified compliance requirements.
- Trains internal and external clients on compliance requirements.
- Reviews and updates policies, procedures and disclosures as needed for adherence with applicable laws and regulations.
- Assists in the development of compliance-related policies and procedures.
- Assists in creating and maintaining company standards related to higher risk products, services, and practices.
- Ensures documentation and training materials are current to minimize risks.
- Performs compliance reviews and risk assessments on new programs and initiatives.
- Prepares and presents compliance reports and executive summaries of compliance activities including concerns, issue trends and patterns, etc.
Requirements
- Undergraduate degree in business or a related field or an equivalent combination of training and experience.
- 10 years of compliance experience in the banking or financial services industry.
- CRCM certification preferred.
- Extensive knowledge of federal consumer protection laws and regulations.
- Excellent verbal, written, and interpersonal communication skills.
- Ability to simultaneously prioritize and manage multiple projects and deadlines.
- Comprehensive working knowledge of consumer and commercial banking laws and regulations.
- A team player, able to work effectively in a team fostered, multi-tasking environment.
- Proficient in Microsoft Office suite, e.g., Excel, PowerPoint, Word, Outlook.
- Experience in relational databases (Quick Base and Archer) is preferred.
Benefits
- Health insurance
- 401(k) matching
- Flexible work arrangements
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance risk managementcompliance reviewsrisk assessmentspolicy developmentconsumer protection lawsbanking lawscommercial banking regulationsproject managementtraining development
Soft skills
verbal communicationwritten communicationinterpersonal skillsprioritizationmulti-taskingteam collaboration
Certifications
CRCM