Compliance

• Manages and administers the bank’s compliance risk management program in collaboration with the Compliance Officer.
• Keeps abreast of relevant consumer protection laws, regulations, and supervisory guidance applicable to the assigned business line.
• Informs management, clients and interested parties of new and modified compliance requirements.
• Trains internal and external clients on compliance requirements.
• Reviews and updates policies, procedures and disclosures as needed for adherence with applicable laws and regulations.
• Assists in the development of compliance-related policies and procedures.
• Assists in creating and maintaining company standards related to higher risk products, services, and practices.
• Ensures documentation and training materials are current to minimize risks.
• Performs compliance reviews and risk assessments on new programs and initiatives.
• Prepares and presents compliance reports and executive summaries of compliance activities including concerns, issue trends and patterns, etc.

VP Enterprise Compliance

Compliance Analyst I

AVP, Enterprise Compliance Risk Assessments