Lead Compliance Officer
Kriya
Corporate Counsel / Assistant Company Secretary
TEG Pty Ltd
full-time
Posted on:
Origin: • 🇦🇺 Australia
Visit company websiteJob Level
Junior
About the role
- Ensure compliance with global regulatory frameworks, including the Corporations Act and ASIC in Australia and the equivalent in UK, Asia and US.
- Maintain governance records, statutory registers and support subsidiary governance globally (including liaison with external providers).
- Contribute to the preparation and lodgement of regulatory filings, annual reporting, and governance framework development.
- Provide assistance to colleagues globally with KYC requirements, documentation, and related compliance processes.
- Draft corporate resolutions, minutes and assist with coordination of Board and Committee meetings and processes, as needed.
- Support the maintenance and development of the Group’s ERM framework, including drafting policies, procedures, and business continuity plans.
- Assist Legal team members on an ad hoc basis with commercial contracting of live sports and entertainment events and ticketing, as well as strategic initiatives such as M&A.
Requirements
- Admitted as a legal practitioner in NSW (or other Australian State).
- 1-3 years’ PQE in legal corporate advisory, company secretarial, governance, risk or compliance in a large law firm or equivalent.
- Strong knowledge of the Corporations Act and corporate governance principles.
- Familiarity with Board operations and governance frameworks.
- Excellent verbl and written communication skills.
- Continuous improvement mindset to find innovative ways to work and resolve problems.
- Confidence liaising directly with a wide range of senior stakeholders.
- Desirable: Experience in a listed or regulated environment highly regarded.
- Desirable: Progress toward or completion of a Governance Institute of Australia qualification (or equivalent) preferred.
- Desirable: Proficiency in Board portal and governance technologies.
