Senior Financial Crimes Business Manager
TD
Financial Crimes Program Manager
TD
full-time
Posted on:
Location Type: Hybrid
Location: New York City • Florida, New York, North Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $110,760 - $178,880 per year
Job Level
SeniorLead
About the role
- Coordinates all audits and examinations at TDAF by internal and external regulatory governance groups
- Monitors and reports remediation of all identified control issues for the company
- Directs Anti-Money Laundering and Bank Secrecy Act compliance implementation and monitoring
- Central point of contact for all auditors and examiners
- Assists coordinating the examinations of TDAF with the TD Regulatory Program Management team
- Provides support for the team to ensure appropriate subject matter experts are engaged in examinations
- Coordinates the responses to information requests from examiners
- Develops and maintains a database that stores all documentation provided to regulatory bodies
- Monitors and controls examinations
- Notifies executive management of any significant issues as they arise
- Provides management reporting on the status of all on-going audits and examinations
- Manages the review results and reports of examinations and coordinates the preparation of management responses
- Reviews proposed management responses for adequacy, completeness, consistency and interdependencies
- Ensures responses are communicated and discussed with all interested and vested parties
- Collaborates with TD Bank colleagues regarding the resolution of exam findings
- Manages a comprehensive database for all TDAF audit and exam findings, management responses and their respective resolutions
- Oversees tracking status of management actions to remediate findings and validate remediation has occurred
- Provides consolidated and detailed management reporting on the status of all audit and exam findings
- Develops a plan to implement an AML and BSA program within TDAF.
Requirements
- 4 year Bachelors degree required; Masters degree preferred
- At least 10 related experience required
- CPA, CIA or other applicable certification
- Excellent leadership skills
- Proven ability in planning and project management
- Demonstrated ability in maintaining composure under pressure while meeting multiple deadlines
- Proficiency in using MS-Office for word processing, spreadsheets, databases, and presentations
- Subject matter expert knowledge of the regulatory environment in the financial services industry
- Excellent verbal and written communication skills and the ability to interface effectively and build relationships with internal and external parties
- Excellent presentation and facilitation skills
- Excellent organizational, analytical and problem solving skills
- Exceptional ability to teach, guides, model, reinforce, and/or direct the individuals and team to success
- Experience at a major accounting firm preferred
- Financial Services industry experience preferred
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development and recognition
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
Anti-Money LaunderingBank Secrecy Act complianceproject managementdatabase managementauditingregulatory complianceremediation trackingmanagement reportingdata analysisfinancial reporting
Soft skills
leadershipcommunicationorganizational skillsanalytical skillsproblem solvingpresentation skillsfacilitation skillsrelationship buildingcomposure under pressureteaching and guiding
Certifications
CPACIAMasters degreeBachelors degree
