Senior Audit Manager – Financial Crimes

Senior Audit Manager leading complex AML and financial-crimes audits for TD, a major North American bank. Overseeing risk assessment, regulatory findings, stakeholder reporting, and audit teams.

Posted 8/5/2026full-timeNew York City • Florida, New York, North Carolina • 🇺🇸 United StatesSenior💰 $119,110 - $193,550 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive expertise in financial crimes auditing, including AML/BSA compliance and risk assessment, while effectively managing audit projects and leading cross-functional teams. Strong communication and stakeholder management skills are essential for advising senior management and facilitating discussions.

Highest-signal resume keywords

Financial Crimes Audit ExpertiseAML/BSA ComplianceCAMS CertificationInternal Auditing ExperienceStakeholder Management

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Audit PlanningRisk AssessmentControl Weakness AssessmentOperational Efficiency AnalysisAudit Reporting

Soft Skills

LeadershipCommunicationCoachingRelationship Management

Tools & Technologies

Microsoft OfficeExcelWordPowerPointAccessOutlook

Certifications & Qualifications

CAMSCIA

Industry Keywords

BankingFinancial IndustryRegulatory ComplianceAudit ProgramsCross-Functional Collaboration

About the role

Key responsibilities & impact

Provide specialized, in-depth financial crimes audit subject matter expertise
Contribute to audit planning, risk assessment, and execution
Lead or provide supervisory oversight for complex audits and related engagements
Manage and prioritize multiple concurrent audit projects and initiatives
Contribute to the strategic direction and implementation of audit programs
Plan, lead, manage, and oversee audits across multiple areas
Follow up on findings from internal audits and regulatory reviews
Lead audit communications and reporting with stakeholders, senior management, and external auditors
Advise management and teams as an audit lead or specialist advisor
Identify emerging trends, issues, and opportunities and recommend actions to senior management
Facilitate key discussions and provide thought leadership to executive audiences
Lead implementation of policies, processes, procedures, and changes across functional areas
Assess control weaknesses, operational efficiency opportunities, risks, and regulatory impacts
Participate in cross-functional and enterprise initiatives as a subject matter expert
Provide coaching and input into team members' audit assessments
Support knowledge transfer and overall team performance

Requirements

What you’ll need

Undergraduate degree required
10+ years of relevant experience
Strong internal auditing background with AML/BSA/testing/CoE experience on a financial crimes team
Background in the banking or financial industry
CAMS and/or CIA strongly preferred
Strong formal people-management and stakeholder business-relationship experience
Ability to work cross-functionally and integrate cross-functional processes
Ability to provide guidance to team members and maintain effective relationships across teams and functions
Strong written and verbal communication skills
Hands-on knowledge of Microsoft Office: Excel, Word, PowerPoint, Access, and Outlook
Knowledge of internet applications
Ability to handle confidential information with discretion
Ability to process multiple tasks continuously and concentrate for long periods
Ability to read, write, and comprehend instructions
Ability to perform basic arithmetic

Benefits

Comp & perks

Base salary of $119,110 - $193,550 USD
Eligibility for cash and/or equity incentive awards through an incentive plan
Health and well-being benefits
Savings and retirement programs
Vacation PTO, Flex PTO, and Holiday PTO
Banking benefits and discounts
Career development
Reward and recognition
Regular career, development, and performance conversations with a manager
Online learning platform
Mentoring programs
Training and onboarding sessions
Accommodation support for applicants with disabilities