Compliance Administration Oversight – Reporting Manager

Compliance Administration Oversight & Reporting Manager overseeing compliance monitoring, reporting, and governance at TD Bank. Leading initiatives for a resilient compliance risk management function.

Posted 7/7/2026full-timeFort Lauderdale • Florida, North Carolina • 🇺🇸 United StatesSeniorLead💰 $91,000 - $136,240 per yearWebsite

Tech Stack

Tools & technologies

ServiceNow

About the role

Key responsibilities & impact

Lead Issue Management and Issue Governance activities for US Wealth Compliance
Serve as primary liaison between Compliance, business partners, and Remediation Team
Develop and deliver executive-level reporting and metrics
Assist in the development and maintenance of compliance policies and procedures
Partner with Operations, Technology, and business teams to identify control gaps
Provide backup support across US Wealth Compliance functions

Requirements

What you’ll need

Undergraduate degree or equivalent work experience
7+ years of experience
Significant experience in Issue Management, Issue Governance, remediation oversight, and regulatory compliance reporting
Experience managing issue inventories and corrective action plans
Experience developing executive-level reporting, dashboards, and metrics
Knowledge of securities investment management and regulatory requirements
Proficiency with ServiceNow, Archer/Merlin, Salesforce, and Microsoft Office applications

Benefits

Comp & perks

Health insurance
401(k) matching
Flexible work hours
Paid time off
Career development

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

Issue ManagementRemediation OversightCorrective Action PlansExecutive-Level ReportingDashboardsMetrics DevelopmentSecurities Investment ManagementRegulatory Requirements