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TD

Director – Supervisory Analyst, Research

TD

Supervisory Analyst ensuring compliance of global research products at TD Securities. Reviewing materials for public release and liaising with research analysts for quality checks.

Posted 7/6/2026full-timeRemote • 🇸🇬 SingaporeLeadWebsite

About the role

Key responsibilities & impact
  • Provides a high-quality and timely review of all products across the global research platform
  • Ensures that all research is compliant with FINRA, CIRO, and jurisdictional rules and regulations and company policies and procedures
  • Reviews all research intended for the public, including but not limited to notes, reports, marketing presentations, invitations, videos, and podcasts
  • Ensures timely release of all research
  • Confirms the investment thesis and valuation of an equity security are clearly presented, justifiable, and form a reasonable basis for the rating
  • Ensures that research reports are balanced in their language and presentation, with risks to the investment properly conveyed
  • Validates that financial figures and estimates are applicable to the report and are properly updated throughout
  • Ensures proper company and other disclosures are present in reports and adhere to regulatory requirements
  • Determines that information presented is publicly available and appropriately attributed
  • Functions as a proficient user of the firm’s research publishing system (BlueMatrix) to confirm research reports are properly scheduled and distributed to clients
  • Liaises with research analysts to address language, regulatory concerns, numerical inconsistencies, and issues with logic and clarity

Requirements

What you’ll need
  • Minimum 5+ years of experience as a Supervisory Analyst at a securities firm
  • Ability to commit to specified working hours
  • Bachelor’s Degree
  • Holds, or is willing to obtain within six months, CIRO-recognized proficiency for research approval (e.g., valid PDO under current CIRO transition and expiry rules, or new CIRO Supervisor Exam)
  • Experience reviewing both equity and macro research an asset
  • Ability to prioritize and work on multiple projects while working under tight deadline pressure
  • Strong editing and proofreading skills
  • Highly organized approach to work with a meticulous attention to detail, especially during busy periods
  • Excellent verbal and written communication skills
  • Knowledge of Microsoft Word, PowerPoint, and Excel
  • Experience with BlueMatrix publishing system preferred
  • Conservative mindset when reviewing materials from a compliance, regulatory, and reputational perspective

Benefits

Comp & perks
  • Medical coverage
  • Paid time off
  • Career development
  • Reward and recognition programs

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools
Research ComplianceFinancial AnalysisEquity Research ReviewMacroeconomic Research ReviewAttention To Detail
Soft Skills
Excellent Communication SkillsHighly OrganizedAbility To Work Under Pressure
Certifications
Bachelor's DegreeCIRO-recognized Proficiency