Compliance Business Oversight Manager – Fiduciary and Trust
TD
Senior Compliance Business Oversight Analyst
TD
full-time
Posted on:
Location Type: Office
Location: Mount Laurel • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $68,640 - $123,320 per year
Job Level
Senior
About the role
- Provide objective guidance, support and advice to assigned portfolio, business or function
- Promote strong Compliance controls and processes
- Contribute to the development and implementation of Compliance programs
- Assess regulatory compliance risk and conduct risk within U.S. Wealth businesses
- Independently test, monitor and assess the adequacy of Compliance Management System (CMS) programs
- Review and utilize discretion, judgment and specialized expertise in approving documentation for business line use
Requirements
- Undergraduate degree or equivalent work experience
- 5+ years of experience
- Experience working in integrated wealth business as a bank subsidiary
- Experience in leading initiatives that enhance processes for better resource management and performance
- Knowledge and experience within compliance or audit, legal and regulatory environment
- Skill in using computer applications including MS Office Suite
Benefits
- health and well-being benefits
- savings and retirement programs
- paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- banking benefits and discounts
- career development
- reward and recognition
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory complianceCompliance Management System (CMS)risk assessmentcompliance programsauditlegal compliance
Soft skills
objective guidancesupportadvicediscretionjudgmentspecialized expertise