Senior Compliance Risk Assessment Associate

Compliance Risk Assessment Senior Associate managing compliance risk assessments for TD Bank. Supporting regulatory compliance and internal controls across multiple locations in the U.S.

Posted 6/19/2026full-timeCharlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSenior💰 $72,280 - $117,520 per yearWebsite

About the role

Key responsibilities & impact

Supports the U.S. Compliance Risk Assessment lead with managing and facilitating the U.S. Compliance Risk Assessment.
Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities.
Supports the facilitation of the Compliance Risk Assessment and manages the assessment process, including ensuring timely and quality completion of the assessment through the lifecycle stages.
Where necessary, support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans.
Support the review of aggregated results and identify methodology deviations, quality deficiencies and potential points of challenge.
Support program reporting analytics and insights in collaboration with the Compliance Data Analytics and Insights team.
Assist with continuous enhancements to the target state design and methodology of the Compliance Risk Assessment framework.

Requirements

What you’ll need

Undergraduate degree or equivalent work experience
5+ years of experience in regulatory, compliance, and/or risk management
Familiarity with conducting a Compliance Risk Assessment preferred
Experience working with top tier banks in large scale, cross-functional regulatory remediation
Familiarity with laws, rules, regulations, risks and taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management businesses
Excellent written, verbal and analytical skills
Highly motivated, strong attention to detail, team oriented, organized
Strong interpersonal and presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging.
Advanced proficiency in desktop tools including, but not limited to, Microsoft Office Suite.

Benefits

Comp & perks

Health insurance
401(k) matching
Flexible work hours
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Remote work options
Professional development opportunities

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

regulatory compliancerisk managementCompliance Risk Assessmentregulatory remediationdata analyticsmethodology developmentquality assessmentrisk profilinginternal controlsprogram reporting

Soft Skills

written communicationverbal communicationanalytical skillsattention to detailteam orientedorganizational skillsinterpersonal skillspresentation skillsproblem solvingclear messaging