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Compliance Business Oversight Manager, Global Regulatory Inventory
TDCompliance Business Oversight Manager overseeing regulatory inventory governance programs at TD. Collaborating with global teams on data integrity and regulatory compliance assurance.
About the role
Key responsibilities & impact- Provide oversight, advisory, and execution support for the Global Regulatory Inventory Governance program
- Facilitate enterprise-wide oversight and governance of the global regulatory inventory process
- Perform ongoing execution of the Regulatory Inventory feeds and manual processes
- Establish and influence relationships with TD Technology partners and third-party data providers
- Perform oversight and reconciliation of regulatory inventory data
- Perform analysis of large datasets using business intelligence tools to generate insights
- Monitor, assess, and report on adherence to the RCM Regulatory Inventory and Control Standard
- Identify and drive improvements to processes, including opportunities to automate and streamline
- Develop and deliver targeted training and guidance materials
- Support responses to Internal Audit, Compliance Quality Assurance, and regulatory reviews
- Develop and deliver management reporting for senior leadership
Requirements
What you’ll need- Good understanding of Compliance processes and regulatory environment
- Knowledge of relevant legislation, regulations, and industry standards
- Experience providing advisory support and independent challenge in risk or compliance function
- Experience identifying, assessing, and escalating risks and control gaps
- Experience preparing management reporting and communicating insights to senior stakeholders
- Strong understanding of regulatory governance frameworks (e.g., RCM)
- Experience with coordination of processes involving multiple groups and stakeholders
- Experience analyzing large datasets and leveraging business intelligence tools
- Experience with implementation of process improvements
- Strong analytical and problem-solving skills
Benefits
Comp & perks- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development and reward recognition programs
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
data analysisbusiness intelligence toolsregulatory inventory managementprocess improvementrisk assessmentcompliance reportingdata reconciliationregulatory governance frameworksautomationtraining development
Soft Skills
advisory supportrelationship buildingcommunicationanalytical skillsproblem-solvingstakeholder managementinfluencecollaborationpresentation skillsguidance delivery