Senior Compliance Business Oversight Manager

Senior Compliance Business Oversight Manager at TD Bank overseeing compliance in consumer banking operations. Providing advisory support and managing compliance risks across various delivery channels

Posted 6/2/2026full-timeCharlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSenior💰 $115,440 - $186,160 per yearWebsite

About the role

Key responsibilities & impact

Provide compliance oversight, advisory support and effective challenge
Manage compliance risks across delivery channels such as Digital Banking, Marketing, Contact Centers, and Retail/Branches
Serve as primary compliance support for assigned business lines
Complete change risk assessments and related questionnaires for new business initiatives
Serve as a compliance advisor to business partners through regular meetings
Manage and track compliance-related issues
Lead regulatory change management efforts for new and updated state laws
Monitor regulatory complaints and identify trends, gaps, and potential compliance risks
Review and validate first-line testing to ensure gaps are addressed
Collaborate with cross-functional teams to strengthen the compliance framework

Requirements

What you’ll need

Undergraduate degree or equivalent work experience
10+ years of experience
Strong subject matter expertise and knowledge of consumer banking regulations, specifically as they impact delivery channels
Experience in compliance monitoring, testing, and control mapping
Hands-on experience in issue management and regulatory change management
Strong written and verbal communication skills
Strong presentation skills and ability to present to executives
Relationship-building skills with the ability to work across multiple business lines
Proactive, results-oriented, and adaptable “go-getter” mindset
CRCM preferred
Experience with Artificial Intelligence initiative implementations in a consumer banking setting is a plus

Benefits

Comp & perks

health and well-being benefits
savings and retirement programs
paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
banking benefits and discounts
career development
reward and recognition

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

compliance monitoringtestingcontrol mappingissue managementregulatory change managementrisk assessmentregulatory complaints monitoringconsumer banking regulationschange managementArtificial Intelligence implementation

Soft Skills

written communicationverbal communicationpresentation skillsrelationship-buildingproactive mindsetresults-orientedadaptabilitycollaborationadvisory supporteffective challenge

Certifications

CRCM