Apply

Ready to go for it?

AI Apply speeds things up—apply directly if you prefer.

FREE ACCESS
5,000–10,000 jobs/day
JobTailor Logo

See all jobs on JobTailor

Search thousands of fresh jobs every day.

Discover
  • Fresh listings
  • Fast filters
  • No subscription required
Create a free account and start exploring right away.
TD

VP Compliance – Trade Surveillance, Communications

TD

. Oversee a team providing advice on regulatory requirements .

Posted 5/23/2026full-timeNew York City • New York • 🇺🇸 United StatesLead💰 $150,000 - $180,000 per yearWebsite

About the role

Key responsibilities & impact
  • Oversee a team providing advice on regulatory requirements
  • Identify and manage risks within the organization
  • Conduct analysis and reporting at the functional level
  • Build relationships with key stakeholders
  • Prepare communications, reports, and presentations

Requirements

What you’ll need
  • Undergraduate degree required
  • 5-10 years of experience in Surveillance in Communications
  • Relevant professional designations such as FINRA Certified Compliance Officer Program
  • Basic knowledge of Equities, Fixed Income and FX is required
  • Knowledge of the US markets and regulations of communications by Sales and Trading staff within Markets

Benefits

Comp & perks
  • Health insurance
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Career development and training programs
  • Rewards and recognition programs

ATS Keywords

✓ Tailor your resume
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
analysisreportingrisk managementregulatory complianceSurveillanceEquitiesFixed IncomeFXUS marketscommunications
Soft Skills
team leadershiprelationship buildingcommunicationpresentation skills
Certifications
FINRA Certified Compliance Officer Program