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About the role
Key responsibilities & impact- Planning and overseeing independent Compliance testing completed by specialists
- Executing independent testing as applicable
- Leading all phases of assigned testing engagement
- Providing subject matter expertise on Compliance controls/processes
- Executing and managing testing activities in accordance with established standards and strategic direction
- Conducting skilled analytical research and analysis as part of testing engagement and initiatives
Requirements
What you’ll need- Undergraduate degree or equivalent work experience
- 7+ years of experience
- CPA, CIA, CFE, CRCM or equivalent is a plus
- 8+ years of internal audit, testing and/or quality assurance experience
- Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs
- Advanced knowledge of MS Office suite, especially Excel and PowerPoint
- High personal and professional integrity and standards to advance TD's vision and protect the brand
- Excellent judgment and strategic critical thinking
Benefits
Comp & perks- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance testinganalytical researchtesting engagementquality assurancerisk managementfinancial institution lawscompliance programs
Soft Skills
leadershipjudgmentstrategic critical thinkingintegrity
Certifications
CPACIACFECRCM