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TD

Compliance Quality Assurance Manager

TD

Compliance Quality Assurance Manager overseeing independent compliance testing at TD Bank. Leading compliance engagements and providing subject matter expertise on controls and processes.

Posted 5/16/2026full-timeCharlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSeniorLead💰 $86,840 - $139,360 per yearWebsite

About the role

Key responsibilities & impact
  • Planning and overseeing independent Compliance testing completed by specialists
  • Executing independent testing as applicable
  • Leading all phases of assigned testing engagement
  • Providing subject matter expertise on Compliance controls/processes
  • Executing and managing testing activities in accordance with established standards and strategic direction
  • Conducting skilled analytical research and analysis as part of testing engagement and initiatives

Requirements

What you’ll need
  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • CPA, CIA, CFE, CRCM or equivalent is a plus
  • 8+ years of internal audit, testing and/or quality assurance experience
  • Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs
  • Advanced knowledge of MS Office suite, especially Excel and PowerPoint
  • High personal and professional integrity and standards to advance TD's vision and protect the brand
  • Excellent judgment and strategic critical thinking

Benefits

Comp & perks
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development
  • Reward and recognition

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
compliance testinganalytical researchtesting engagementquality assurancerisk managementfinancial institution lawscompliance programs
Soft Skills
leadershipjudgmentstrategic critical thinkingintegrity
Certifications
CPACIACFECRCM