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About the role
Key responsibilities & impact- Leads and develops a team of professionals providing oversight and expert regulatory guidance to specialized domains of TD's KYC programs
- Oversees the timely execution of client due diligence reviews using a risk-based approach
- Manages a team of production teams to perform job functions in line with policies, standards, procedures, and job aids
- Works with senior management on highly complex, confidential, or high visibility projects
- Ensures personal and teamwork products are fit for purpose and audit/regulator ready
Requirements
What you’ll need- Undergraduate Degree or equivalent professional work experience
- 3+ years of direct management experience in financial services or similar industries including fraud, know your customer, anti-money laundering, or sanctions screening
- 6+ years' direct management experience in an unrelated role involving information fluency, investigation, research, or financial services broadly
- Deep knowledge and understanding of businesses/technology, and organizational practices/disciplines
- Sound to advanced knowledge of external competition, industry and/or market trends in relation to own function/business
Benefits
Comp & perks- Health insurance
- 401(k) matching
- Flexible work arrangements
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Career development programs
- Banking benefits and discounts
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
client due diligencerisk-based approachregulatory guidanceanti-money launderingfraud detectionsanctions screeninginformation fluencyinvestigationresearch
Soft Skills
leadershipteam managementcommunicationorganizational practicesproject management
Certifications
Undergraduate Degree
