Senior Compliance Testing Analyst

Senior Compliance Testing Analyst conducting independent testing for regulatory compliance within the Bank. Collaborating with business partners and assessing operational procedures in a compliance-focused role.

Posted 5/14/2026full-timeCharlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSenior💰 $72,280 - $117,520 per yearWebsite

About the role

Key responsibilities & impact

Execute independent testing and validations for regulatory compliance across the Bank
Assess operational procedures and controls related to compliance
Conduct independent assessments of issues and corrective actions
Collaborate with key Compliance and business line partners
Maintain expertise on banking regulations and laws
Summarize testing results and identify improvement areas

Requirements

What you’ll need

Undergraduate degree or equivalent work experience
5+ years of experience
Prior testing, audit or business operations experience in areas involving regulatory compliance
Detail oriented and well-developed organizational, time management and project management skills
Strong verbal and written communication skills
Proficiency with Microsoft Office applications
FINRA Series 7, 63 and 24 preferred

Benefits

Comp & perks

Health insurance
401(k) retirement plans
Paid time off (Vacation PTO, Flex PTO, and Holiday PTO)
Career development opportunities
Reward and recognition programs

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

regulatory compliance testingoperational procedures assessmentcorrective actions assessmentaudit experiencebusiness operations experiencedetail orientationproject management

Soft Skills

organizational skillstime managementverbal communicationwritten communication

Certifications

FINRA Series 7FINRA Series 63FINRA Series 24