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TD

AVP, Compliance Programs and Standards

TD

. Supports the development, implementation, and maintenance of a regulatory compliance program .

Posted 5/12/2026full-timeNew York City • New York, North Carolina • 🇺🇸 United StatesLead💰 $200,000 - $280,000 per yearWebsite

About the role

Key responsibilities & impact
  • Supports the development, implementation, and maintenance of a regulatory compliance program
  • Manages compliance aspects of applicable laws and regulations
  • Interacts with senior management to develop policies and procedures
  • Provides people management leadership by hiring talent and managing performance
  • Oversees regulatory change and provides reports to leadership
  • Acts as a Compliance executive lead on various projects

Requirements

What you’ll need
  • Bachelor's degree or progressive work experience
  • 10 years related experience required
  • Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus
  • Extensive Operational knowledge in regulatory requirements
  • Strong management experience leading regulatory compliance activities
  • Experience establishing and implementing effective regulatory strategies, policies and plans

Benefits

Comp & perks
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development opportunities

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools
regulatory complianceregulatory change managementpolicy developmentperformance managementregulatory strategiesrisk management
Soft Skills
people managementleadershipcommunicationinterpersonal skills
Certifications
Certified Regulatory Compliance Manager (CRCM)law degree