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Tech Stack
Tools & technologiesSQLTableau
About the role
Key responsibilities & impact- Project management over the RCM data infrastructure build;
- Development of a new dashboard or platform to analyze data linkages and data flows between RCM Programs;
- Ongoing support new vendor solutions or internal builds that will leverage the RCM data infrastructure.
- Implement the TD Securities US Core Compliance Data Strategy, including the build-out of the data infrastructure that will underpin the strategy.
- Develop reporting tools and visualizations leveraging the RCM data infrastructure to deliver strategic insights to a variety of audiences, including senior management.
- Partner closely with Leads across RCM Programs (such as Monitoring & Testing, Risk Assessment, Regulatory Change, Regulatory Relations, Rules & Controls Inventory, and Reporting & Metrics) to operationalize the data for those programs.
- Create robust data organization and reporting solutions across the Core Compliance programs.
- Support business data collection and aggregation for the Compliance Monitoring & Testing (M&T) and various assessment processes.
- Participate in ad hoc special projects.
Requirements
What you’ll need- BA/BS, or a similar degree, required.
- Advanced technical skills, especially with Microsoft Power applications (e.g., Apps, Automate, Flow)
- Office Suite (Excel, Access, PowerPoint, Word, Visio), required
- Data visualization (e.g., Tableau, Qlikview, etc.), preferred.
- Big data (e.g., SQL, Alteryx, Dataiku, etc.) a plus, but not required.
- Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues.
- Project management skills and ability to manage multiple work streams involving different partners and groups.
- 6 or more years of experience with a registered US broker dealer or regulator.
- Working knowledge of wholesale banking products and services, operations, regulatory frameworks (e.g., applicable rules and regulations), and the ability to learn new areas while supporting them.
- Excellent interpersonal, organizational, and communication (oral and written) skills.
- Client service skills – the candidate must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on projects.
- Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time.
Benefits
Comp & perks- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Professional development opportunities
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
project managementdata visualizationMicrosoft Power applicationsSQLAlteryxDataikuExcelAccessPowerPointWord
Soft Skills
analytical skillsattention to detailsolid judgmentinterpersonal skillsorganizational skillscommunication skillsclient service skillstime managementplanning skills
