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About the role
Key responsibilities & impact- Review and escalate flagged live orders
- Execute trades and file regulatory reports
- Assist advisors on trading operations
- Manage brokerage trade corrections and respond to debt margin issues
- Support manager in preparing reports
Requirements
What you’ll need- An undergraduate degree in a relevant field is preferred
- 3+ years industry experience
- Series 7 and 24 certifications
- Satisfactory results on background checks and regulatory agency searches
Benefits
Comp & perks- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition programs
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
trade executionregulatory reportingbrokerage trade correctionsdebt margin management
Soft Skills
communicationorganizational skillssupportproblem-solving
Certifications
Series 7Series 24