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TD

Compliance Manager – Monitoring, Regulatory Compliance, Complaint Oversight, Vendor Oversight

TD

. Support Compliance Monitoring for delivery channels such as Digital Banking, Marketing, and Contact Centers.

Posted 4/28/2026full-timeMount Laurel • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSeniorLead💰 $91,000 - $145,600 per yearWebsite

About the role

Key responsibilities & impact
  • Support Compliance Monitoring for delivery channels such as Digital Banking, Marketing, and Contact Centers.
  • Manage and/or perform independent compliance reviews of regulatory requirements impacting the products and/or channels supported.
  • Conduct regulatory research.
  • Provide guidance, make recommendations, and collaborate with businesses to facilitate compliant solutions that meet the business needs on a complex project or program.
  • Completing individual detailed analysis and workpapers, as well as the associated reporting, follow-up, and discussion/presentation to Executive Management.

Requirements

What you’ll need
  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • Previous experience with regulatory compliance for delivery channels such as Digital Banking, Marketing, and Contact Centers is a must.
  • Previous audit, monitoring, or testing experience.
  • Subject Matter Expertise in Consumer Compliance regulations as they pertain to delivering bank products and services including Digital, Marketing, and Contact Centers.
  • Broad understanding of consumer banking compliance rules, laws, and regulations.
  • Deep knowledge and experience interpreting and applying consumer banking laws, rules, and regulations.
  • Experience with third-party oversight a plus.

Benefits

Comp & perks
  • Health insurance
  • 401(k) matching
  • Flexible work hours
  • Paid time off
  • Career development

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
regulatory compliancecompliance reviewsregulatory researchaudit experiencemonitoring experiencetesting experienceconsumer compliance regulationsthird-party oversightanalysisreporting
Soft Skills
guidancerecommendationscollaborationcommunicationpresentation skillsproblem-solvingcritical thinkingattention to detailorganizational skillsexecutive management interaction