Compliance Risk Assessment Lead

Compliance Risk Assessment Lead managing compliance frameworks across various regulations for TD Bank. Driving innovation and operational excellence in a fast-paced compliance environment.

Posted 4/15/2026full-timeNew York City • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United StatesSenior💰 $115,440 - $186,160 per yearWebsite

About the role

Key responsibilities & impact

Serve as Compliance lead for managing and facilitating the U.S. Compliance Risk Assessment
Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified
Provide subject matter expertise and leadership to Oversight Functions and other assessment participants
Drive program reporting analytics and insights in collaboration with the Compliance Data Analytics and Insights team
Assist with continuous enhancements to the target state design and methodology of the Compliance Risk Assessment framework

Requirements

What you’ll need

Undergraduate degree or equivalent work experience
10+ years of experience
Minimum of 10 years of prior regulatory, compliance, and/or risk management experience
Experience conducting a Compliance Risk Assessment
Strong knowledge of laws, rules, regulations related to consumer and commercial banking, securities, and wealth management businesses
Advanced proficiency in desktop tools including Microsoft Office Suite

Benefits

Comp & perks

Health insurance
401(k) matching
Flexible work hours
Paid time off
Professional development opportunities
Career development and mentorship

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

Compliance Risk Assessmentregulatory compliancerisk managementdata analyticsprogram reportinginternal controlsmethodology design

Soft Skills

leadershipsubject matter expertisecollaboration