Audit Manager II – Financial Crimes, Issues Validation
TD
full-time
Posted on:
Location Type: Hybrid
Location: New York City • New Jersey • New York • United States
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Salary
💰 $92,220 - $149,310 per year
About the role
- Oversee testing of design and operational effectiveness focused on Regulatory Issue validation
- Lead or serve as Auditor-In-Charge on complex regulatory audit engagements
- Provide day-to-day leadership, coaching, and guidance to engagement team members
- Drive high quality, effective and timely execution of audit engagements, deadlines, budgets, and project plans
- Manage the suite of work required to meet regulatory deadlines and internal timelines
Requirements
- Undergraduate degree required
- 7+ years of relevant experience
- Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
- Banking industry audit experience with focus on Financial Crimes Compliance and issue validation strongly preferred
- Relevant professional certifications, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM, CAMS)
- Advanced knowledge of audit standards, procedures, laws, rules, and regulations
- Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
Benefits
- Health insurance
- 401(k) matching
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Career development
- Reward and recognition programs
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
audit standardsaudit proceduresregulatory compliancerisk management
Soft Skills
leadershipcoachingguidanceproject management
Certifications
CIACRCMCAMS