Compliance Testing Manager – Wealth
TD
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • New Jersey • North Carolina • United States
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Salary
💰 $91,000 - $136,240 per year
About the role
- Planning and overseeing independent compliance testing
- Leading all phases of testing or validation engagement
- Providing subject matter expertise on compliance controls/processes
- Executing follow-up on findings raised from testing engagements
- Developing strong relationships with key partners
- Maintaining a culture of risk management
Requirements
- 7+ years of experience in regulatory compliance
- Undergraduate degree or equivalent work experience
- Prior testing, audit or business operations experience
- Detail oriented and well-developed organizational skills
- Proficiency with Microsoft Office applications
- CRCM certification preferred
- Knowledge of current and emerging trends in compliance management
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory compliancecompliance testingauditbusiness operationscompliance controlsrisk management
Soft Skills
detail orientedorganizational skillsrelationship building
Certifications
CRCM