TD

Compliance Manager – Real Estate Secured Lending

TD

full-time

Posted on:

Location Type: Hybrid

Location: Charlotte • Maine • New Jersey • United States

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Salary

💰 $91,000 - $145,600 per year

Job Level

SeniorLead

About the role

  • Provide advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs
  • Work independently and accountable for managing a specialized Compliance function or area
  • Provide comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
  • Provide advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
  • Provide guidance and support to analysts on matters related to portfolio and specialty
  • Manage regulatory reviews including inquiries, audits, and exams
  • Identify and lead problem resolution for project/program complex requirements related issues at all levels

Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • Strong knowledge of consumer protection regulations including Reg Z, Reg X, FDPA and SCRA
  • Demonstrated knowledge and experience with mortgage servicing
  • Excellent verbal and written communication skills, including executive-level reporting and presentation development
  • Proficiency in Microsoft PowerPoint and basic Excel
  • Experience in compliance project work and cross-functional initiatives
  • Independent thinker with sound judgment and the ability to challenge effectively
  • 3rd Party Oversight experience a plus
  • CRCM a plus
Benefits
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development
  • Reward and recognition
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
compliance project workmortgage servicingregulatory reviewsadvanced analysisspecialized reportingproblem resolutionconsumer protection regulationsReg ZReg XFDPA
Soft Skills
independent thinkersound judgmenteffective challengingexcellent verbal communicationexcellent written communicationexecutive-level reportingpresentation development
Certifications
CRCM