KYC Specialist
Luminor Group
Senior Financial Crime Risk Testing Analyst
TD
full-time
Posted on:
Origin: • 🇺🇸 United States • Florida
Visit company websiteSalary
💰 $68,640 - $112,320 per year
Job Level
Senior
About the role
- Works Independently as a subject matter expert regarding assigned testing areas and objectives, including related regulatory requirements
- Develops testing documentation and results reporting in-line with testing requirements
- Understands the use of controls for managing financial crimes risk and applies this understanding to independently evaluate controls effectiveness and develop recommendations for enhancement
- Undertakes and completes a variety of projects and initiatives as part of the testing function
- Executes testing engagement work in accordance with established standards to achieve completion within targeted timelines
- Conducts skilled analytical research and analysis as part of the assigned testing objectives
- Works collaboratively with key partners throughout the testing engagement
- Presents objective and independent opinion on the adequacy of processes and controls in accordance with regulatory and internal requirements
- Executes follow-up of findings raised from testing reviews in accordance with established standards
- Provides subject matter expertise on FCRM controls and processes and/or input to projects/initiatives as a representative for area of the FCRM testing function
- Proactively identifies matters which require additional attention, further escalation, or review, and liaises with the appropriate groups to resolve
- Presents results to FCRM Testing management and stakeholders
- Participates as team member providing thought leadership, knowledge sharing, and supports positive work environment
Requirements
- Undergraduate degree or equivalent work experience
- 5+ years experience
- Previous work with Transaction Monitoring, EDD, KYC and/or CDD team as a subject-matter expert (preferred)
- Prior investigative experience with understanding of unusual or suspicious customer behaviors and transactional activity
- Ability to understand investigative case narratives and interpret into key findings, trends or data points
- General knowledge of AML-related policies and regulatory expectations
- Ability to read a policy and extract the actions that apply to customer risk
- Ability to use judgement and expertise with limited information on customer risk and controls
- Ability to partner with KYC, Technology and others in all Lines of Defense
- Ability to manage tasks independently with high degree of quality and timeliness
