Senior Compliance Business Oversight Analyst
TD
full-time
Posted on:
Location Type: Office
Location: Charlotte • Maine • New Jersey • United States
Visit company websiteExplore more
Salary
💰 $72,280 - $117,520 per year
Job Level
About the role
- Provides objective guidance, support and advice to assigned portfolio, business or function
- Supports the development and implementation of Compliance programs
- Independently tests, monitors and assesses the adequacy of compliance programs
- Identifies and communicates areas of non-compliance and/or material control weaknesses
Requirements
- Undergraduate degree or equivalent work experience
- 5+ years of experience
- Experience working in an integrated wealth business as a bank subsidiary
- Knowledge of current and emerging trends in compliance management systems
- Skill in using computer applications including MS Office Suite
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Professional development opportunities
- Wellness programs
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance programscompliance management systemsmonitoringtestingassessing adequacyidentifying non-compliancecommunicating control weaknesses
Soft Skills
objective guidancesupportadvicecommunication