Compliance Business Oversight Manager – Fiduciary and Trust
TD
full-time
Posted on:
Location Type: Office
Location: Charlotte • Maine • New Jersey • United States
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Salary
💰 $91,000 - $145,600 per year
About the role
- Provide advice, support and guidance on Compliance programs
- Manage the regulatory change management process
- Support business line regulatory change implementations
- Assess regulatory compliance risk and conduct risk in U.S. Wealth businesses
- Maintain oversight of all functions related to compliance
- Conduct internal and external research projects
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
- Experience working in an integrated wealth business as a bank subsidiary
- Relevant certifications preferred (CFIRS or CTFA)
- Familiarity with OCC governance including fiduciary and investment handbooks
- Knowledge and experience within compliance or audit, legal and regulatory environment
- Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory compliancerisk assessmentregulatory change managementcompliance programsinternal researchexternal research
Soft Skills
advicesupportguidanceoversightinterpretationsummarization
Certifications
CFIRSCTFA