TD

Senior Compliance Business Oversight Analyst

TD

full-time

Posted on:

Location Type: Hybrid

Location: CharlotteMaineNew JerseyUnited States

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Salary

💰 $72,280 - $117,520 per year

Job Level

Tech Stack

About the role

  • Project oversight and tracking
  • Coordinate and monitor multiple compliance related projects, ensuring deliverables, timelines and milestones are met
  • Develop and maintain project trackers, status dashboards, and executive level updates
  • Support compliance leadership with oversight of business processes
  • Ensure project documentation, governance standards and escalation protocols are followed
  • Design and maintain dashboards and reports in Power BI and PowerPoint to track compliance metrics and project progress
  • Prepare high quality presentations for leadership and governance committees using PowerPoint
  • Leverage Microsoft Access and SQL to extract, manage and analyze large datasets
  • Ensure data integrity and accuracy in reporting with the ability to translate findings into actionable insights
  • Collaborate with cross functional partners including compliance stakeholders, Line of Business and risk partners

Requirements

  • Undergraduate degree or equivalent work experience
  • 5+ years of experience
  • Experience in data analysis, compliance, risk management or business oversight within financial services
  • Experience with reporting, monitoring, database management and data quality assurance
  • Strong skills in Power BI, Excel, and PowerPoint for reporting and presentation
  • Experience with Microsoft Access and SQL for database management and analysis
  • Excellent organizational, problem solving, and communication skills
  • Ability to work independently while managing competing priorities
  • Strong attention to detail with the focus on accuracy and quality
Benefits
  • Health and well-being benefits
  • Paid time off (Vacation PTO, Flex PTO, and Holiday PTO)
  • Professional development opportunities
  • Incentive awards eligibility (cash and/or equity)
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
data analysiscompliancerisk managementbusiness oversightdatabase managementdata quality assuranceproject trackingreportingdata integrityactionable insights
Soft Skills
organizational skillsproblem solvingcommunication skillsattention to detailindependenceability to manage competing priorities