TD

Compliance Testing Manager

TD

full-time

Posted on:

Location Type: Hybrid

Location: DublinIreland

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About the role

  • Manage the full life-cycle of compliance testing, from planning through to reporting, driving continuous improvement.
  • Develop the annual monitoring & testing plan; Determine scope of reviews; build detailed review steps; organize documentary evidence of review; Execute tests and write summary report to document exceptions and action plans.
  • Participate in the compliance risk assessment exercise.
  • Assist on ad-hoc Compliance projects and initiatives; Build relationships with key stakeholders locally and globally.

Requirements

  • Minimum of 5 years of demonstrated relevant experience in the industry.
  • Experience of testing and monitoring the design and effectiveness of business controls.
  • Strong understanding of wholesale capital markets.
  • Knowledgeable of regulations and industry best practices.
  • Problem solving skills and the ability to work independently.
  • Prioritizing to manage tasks efficiently and in a timely manner.
  • Strong oral and written communication skills.
Benefits
  • health and well-being benefits, including medical coverage
  • paid time off
  • career development
  • reward and recognition programs
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
compliance testingmonitoring plan developmentbusiness controls testingrisk assessmentreport writing
Soft Skills
problem solvingindependent worktask prioritizationoral communicationwritten communication