TD

Senior Manager, Compliance Monitoring and Testing Program

TD

full-time

Posted on:

Location Type: Office

Location: CharlotteNew JerseyNorth CarolinaUnited States

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Salary

💰 $115,440 - $173,160 per year

Job Level

About the role

  • Oversees and develops team(s) conducting independent Compliance testing to meet regulatory and internal requirements
  • Provides guidance, leadership, coaching, and development to achieve operational results and professional/personal development objectives
  • Conducts skilled analytical research and analysis as part of the testing engagement and initiatives
  • Reports on emerging trends, identifying risks and opportunities, and recommending action to senior management

Requirements

  • Undergraduate degree or equivalent work experience
  • 10+ years of experience
  • Prior experience managing teams of compliance testing specialists and/or managers
  • Prior testing, audit or business operations experience in areas involving regulatory compliance
  • Detail oriented and well-developed organizational, time management and project management skills
  • Strong verbal and written communication skills
  • Proficiency with Microsoft Office applications
  • CRCM certification preferred
  • Knowledge and experience with risk management environment, standards, and regulations
  • Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements
Benefits
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Professional development opportunities

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
compliance testinganalytical researchrisk managementregulatory complianceauditbusiness operationsproject management
Soft skills
leadershipcoachingorganizational skillstime managementcommunication skills
Certifications
CRCM