TD

Compliance, Regulatory Issue Management Manager

TD

full-time

Posted on:

Location Type: Hybrid

Location: CharlotteMaineNew JerseyUnited States

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Salary

💰 $91,000 - $145,600 per year

Job Level

About the role

  • Managing identification, assessment, control, and monitoring of escalated Compliance risks
  • Working with business stakeholders to foster self-identification of issues
  • Ensuring timely completion of impact assessment and root cause analysis
  • Engaging in high-level discussions of compliance risks

Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • Experience developing risk management frameworks
  • Familiarity with compliance laws and regulations
  • Excellent written, verbal and analytical skills
  • Proficiency in project management skills
Benefits
  • Health insurance
  • Retirement plans
  • Paid time off
  • Professional development opportunities

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
risk management frameworksimpact assessmentroot cause analysis
Soft skills
written communicationverbal communicationanalytical skillsproject management