Senior Compliance Quality Assurance Analyst
TD
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • Maine, New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $72,280 - $117,520 per year
Job Level
Senior
About the role
- Execute independent testing of Compliance controls/systems for assigned businesses and operational units across the Bank
- Provide expertise on Compliance controls/processes
- Develop test steps to test the business line against regulatory requirements
- Summarize testing results and identify areas of improvement
- Assist management in writing findings and presenting them to business line staff
Requirements
- Undergraduate degree or equivalent work experience
- 5+ years of experience
- CPA, CIA, CFE, CRCM or equivalent a plus
- 5+ years of internal audit and/or testing experience
- Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs
- Proficient in computer applications including MS Office suite, focusing on Excel and PowerPoint
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development opportunities
- Reward and recognition programs
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
testingcompliance controlsregulatory requirementsinternal auditrisk managementcompliance programs
Soft skills
expertisesummarizing resultsidentifying areas of improvementwriting findingspresenting
Certifications
CPACIACFECRCM