FCRM KYC Quality Assurance Manager
TD
full-time
Posted on:
Location Type: Remote
Location: Remote • Florida, New York, North Carolina, South Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $91,000 - $145,600 per year
Job Level
SeniorLead
About the role
- Lead and support the KYC QA Team Members under their management structure
- Overseeing/Contributing to the execution of monthly QA review of High, Medium, and Low Risk Customer KYC Files
- Perform secondary review of other KYC QA Team Members or First Line of Defense (1LoD) QA Functions
- Lead KYC QA Validation and Reporting activities
- Provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to specialized domains of TD's AML/ATF/Sanctions /ABAC programs
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years experience
- 3 years experience working in a challenge (QA/Testing) or advisory/oversight function with direct exposure to Customer Risk/ Know Your Customer (KYC) Processes
- Skilled knowledge and familiarity with KYC (CIP, CDD, EDD) Regulatory requirements
- Management experience/ able to demonstrate strong leadership capabilities
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
KYCQATestingCustomer RiskCIPCDDEDDRegulatory requirementsValidationReporting
Soft skills
leadershipmanagementoversightadvisoryexpert guidance
Certifications
Undergraduate degree