Taptap Send

Compliance

• Serve as the designated Oficial de Cumplimiento before the UAF, acting as the primary point of contact for regulatory engagement, inspections, and reporting.
• Build out and continuously strengthen local compliance operations, establishing an effective compliance framework aligned with Taptap Send Group’s standards.
• Ensure compliance with all applicable Chilean laws and regulations, including Ley N° 19.913 (as amended by Ley N° 20.818), UAF Circular N° 62 (Instrucciones de Carácter General for sujetos obligados), Banco Central de Chile’s Compendio de Normas de Cambios Internacionales, and Ley N° 21.234 (Ley de Fraudes).
• Manage and coordinate regulatory reporting to the UAF, including Reportes de Operaciones Sospechosas (ROS) and Reportes de Operaciones en Efectivo (ROE), ensuring timely and accurate submissions and proactive communication of material changes.
• Develop, maintain, and update policies and procedures — including the Manual de Prevención de Lavado de Activos y Financiamiento del Terrorismo (LA/FT) — tailored to Chilean operations.
• Conduct compliance testing and monitoring, ensuring prompt remediation of identified issues.
• Prepare internal compliance reports for management and the board.
• Report suspicious transactions to the Unidad de Análisis Financiero (UAF), in accordance with legal requirements.
• Oversee CDD/KYC/EDD on new customers, partners, and products, including PEP screening per UAF Circular N° 62.
• Collaborate with Group Compliance and internal audit teams to strengthen controls and ensure consistency with global standards.

Compliance Officer