Tandem Bank

Compliance

• Providing advice on regulation to the business across a broad range of topics, ensuring good customer outcomes are achieved in line with the Consumer Duty.
• Support the team as needed to provide compliance sign-off of financial promotions, customer communications, and training materials.
• Undertake regulatory horizon scanning and maintain regular touchpoints with relevant stakeholders across the business to ensure they are up to date with changes.
• Develop a strong presence across the bank and support as needed in operational meetings, helping to promote a strong compliant culture.
• Provide 2LOD input to the wider Risk team, including consulting on key initiatives and ensuring due governance practices are observed.
• Support the Director of Compliance and Senior Compliance Advisory Manager with the Senior Managers and Certification Regime including governance forums and supporting approved Senior Managers and accountable executives.
• Support product governance across the product lifecycle.
• Supporting engagements with the regulator as required by the Director of Compliance including coordinating responses to requests for information, submitting notifications and / or coordinating applications via Connect.
• Support as needed to undertake policy reviews and create, develop and roll out compliance training materials to help educate colleagues on regulatory risks.
• Identify, investigate and resolve compliance issues.

Compliance Manager

Manager

• Line management of several team members, including regular 121’s, Objective setting, and appraisals
• The hiring of Team Members (as and when the need arises)
• Training and mentoring team members and ensuring the team are equipped to carry out their tasks
• Motivating the team to help them achieve their full potential
• Overseeing overall testing efforts, including managing test resources, creating and implementing test strategies and processes, and ensuring testing aligns with the Banks overall goals and objectives
• Maintaining adherence to the embedded Testing Controls
• Maintain embedded Testing frameworks, and identify and implement improvements in the testing processes
• Work with applicable delivery teams to plan, coordinate and deliver new or upgraded software, at the highest possible quality
• Define, produce, and maintain Organisational Test Strategies
• Analyse Test Results and key outcomes
• Produce and/or support with the Production of Test Plans and other Test Artifacts that align with the agreed Test methodology and processes
• Manage, produce and/or support with the Test Estimation process for applicable work packages
• Participate in Peer Reviews of applicable Test Artefacts produced by team members, ensuring there is consideration and documentation pertaining to risk, scale and approach
• Produce key Test Metrics to support with internal Test monitoring, and produce required periodic Stakeholder Reporting
• Produce Key Stakeholder Reports, aligning with delivery needs and defined Test Strategy and Plan
• Involvements in various stakeholder meetings
• Ensure the timely delivery of Testing milestones
• Support Live implementation activities
• ‘Hands on’ with Test Planning, Test Scope/Case Creation and Test Execution activity as required

Compliance Manager

Test Manager – 12 Month Fixed Term Contract