Compliance Risk Assessment Officer
Talan
full-time
Posted on:
Location Type: Remote
Location: New York City • New York • United States
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Salary
💰 $120,000 - $160,000 per year
About the role
- Lead the annual Compliance Risk Assessment across Capital Markets and support teams, following the bank’s internal methodology
- Identify and document compliance risks, assess the strength of existing controls, and highlight areas for improvement
- Support regulatory gap analyses and track remediation efforts to ensure alignment with applicable laws, regulations, and internal policies
- Collaborate with Compliance, Legal, Audit, and business stakeholders to gather information and validate findings
- Prepare concise reports, summaries, and presentations for senior management
- Support and track ongoing risk and compliance projects, ensuring timely delivery of objectives
Requirements
- Minimum 8 years of experience in Compliance, Risk Management, Audit, or Business Management within investment banking or capital markets
- Strong experience identifying and documenting compliance risks and evaluating control frameworks
- Solid understanding of capital markets products and corporate financing activities
- Experience managing or supporting structured projects with defined timelines and deliverables
- Strong analytical and problem-solving skills, with meticulous attention to detail
- Ability to work independently while collaborating effectively with cross-functional teams
- Excellent communication skills, including experience presenting to senior stakeholders
Benefits
- 401(k) retirement plan with company matching
- 15 days of paid vacation per year at hire and up to 27 according to seniority (annual untaken vacation days are cashed out)
- 8 paid holidays + 5 sick days + 2 personal days per year
- Company health, dental, and vision insurance plans + FSA
- Voluntary STD and LTD
- Commuter/transit benefits
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
Compliance Risk AssessmentRegulatory gap analysisControl frameworksRisk managementAuditProject managementCapital markets productsCorporate financing activitiesAnalytical skillsProblem-solving skills
Soft Skills
Attention to detailCollaborationCommunication skillsPresentation skillsIndependenceCross-functional teamwork