Director, Wealth Oversight Programs

Sun Life

Director of Wealth Oversight Programs managing compliance for mutual fund dealer in Canada. Leading a team to ensure effective supervision and oversight across financial operations.

Posted 7/22/2026full-timeToronto • 🇨🇦 CanadaLead💰 CA$110,000 - CA$180,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in Tier 1 supervision frameworks, compliance standards, and team leadership within the financial industry. Proven ability to drive data-informed decision-making and establish KPIs and KRIs for continuous improvement.

Highest-signal resume keywords

Tier 1 Supervision FrameworkFinancial Industry ExperienceCompliance Standards KnowledgeTeam LeadershipBilingualism (French, English)

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

KPI EstablishmentKRI DevelopmentData-Informed Decision-MakingWealth Products KnowledgeCIRO Registration Proficiency

Soft Skills

Exceptional Communication SkillsSound JudgmentIntegrity

Certifications & Qualifications

University DegreeProfessional Designation (MBA, CIM, CFA)

Industry Keywords

Mutual Fund ComplianceInvestment Dealer ComplianceRegulatory EnvironmentHigh Performing TeamsNational Travel

About the role

Key responsibilities & impact

Own and oversee the Tier 1 supervision framework for SLFISI and SLCSI
Ensure consistent execution of supervision activities across regions and teams
Serve as senior escalation point for complex supervision matters
Provide direct leadership to up to 10 direct reports
Establish KPIs, KRIs, and productivity benchmarks
Set vision and roadmap for Tier 1 supervision
Drive data-informed decision-making and continuous improvement
Act as principal escalation point for compliance-related inquiries
Attend regional events to foster relationships with field leadership and advisors

Requirements

What you’ll need

University degree, Professional Designation (MBA, CIM, CFA)
Minimum of 10 years of financial industry experience
Knowledge of mutual fund and investment dealer compliance standards
Proficiencies required for registration with CIRO as a Supervisor
Exceptional communication skills
Sound judgment and integrity in handling high-risk matters
Experience managing high performing teams in a regulatory environment
Knowledge of wealth products
Ability to travel nationally (10%-15%)
Bilingualism (French, English) required for Quebec

Benefits

Comp & perks

Incentive plans based on individual and company performance
Diversity and inclusion commitments
Flexible work arrangements based on role requirements
Opportunity for professional development
Accommodation for persons with disabilities