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Sumitomo Mitsui Banking Corporation – SMBC Group

Vice President

Sumitomo Mitsui Banking Corporation – SMBC Group

Vice President overseeing compliance at Sumitomo Mitsui Banking Corporation. Responsible for regulatory compliance and governance while managing a compliance team in Hong Kong.

Posted 7/7/2026full-timeHong Kong • 🇭🇰 Hong KongLeadWebsite

About the role

Key responsibilities & impact
  • Partner with business and support functions to provide guidance on policies and procedures
  • Conduct robust product reviews and compliance risk assessments
  • Support the establishment of approval processes for new products
  • Develop and maintain compliance policies and procedures
  • Prepare management information for senior stakeholders
  • Support regulatory inspections and internal audits
  • Design and deliver compliance training and awareness initiatives
  • Lead or support compliance projects and drive continuous improvements
  • Work collaboratively within the team

Requirements

What you’ll need
  • Solid experience in banking compliance
  • Strong track record in business advisory, product governance, and regulatory engagement
  • Experience in Treasury and/or Global Markets compliance is highly preferred
  • Strong understanding of regulatory frameworks
  • Proven capability to engage and influence senior stakeholders
  • Experience working in a regional or global organization is advantageous

Benefits

Comp & perks
  • Health insurance
  • Paid time off
  • Professional development opportunities

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
Compliance Risk AssessmentPolicy DevelopmentRegulatory Inspection SupportProduct Approval ProcessesCompliance Project Management
Soft Skills
CollaborationInfluencing SkillsCommunication